Sandra N. Salas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Natalie Salas, who also goes by Sandra N Kim, Sandra Natalie Kim, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1997. Sandra had worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2021 - May 7, 2025
WILLIAMS JONES WEALTH MANAGEMENT, LLC
December 15, 2010 - August 1, 2012
WELLS FARGO PRIME SERVICES, LLC
May 13, 2010 - October 29, 2010
ECHOTRADE LLC
May 6, 1998 - June 19, 2001
SCHRODER FUND ADVISORS LLC
November 26, 1997 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
WILLIAMS JONES WEALTH MANAGEMENT, LLC
CRD#: 301925 / SEC#: 801-116946
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAMS JONES WEALTH MANAGEMENT, LLC
CRD#: 301925 / SEC#: 801-116946
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,609 |
| AUM (Assets Under Management) | $ 11,618,864,682 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2025 | ||
| 11/26/2024 | ||
| 01/26/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
