Brett S. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Saul Levy, who also goes by Brett S Levy, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1996. Brett had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - July 29, 2022
MKM PARTNERS LLC
April 24, 2019 - June 3, 2019
C. L. KING & ASSOCIATES, INC.
September 5, 2013 - June 20, 2018
DEUTSCHE BANK SECURITIES INC.
November 3, 2000 - August 21, 2002
UBS SECURITIES LLC
December 19, 1996 - November 3, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
