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Timothy Rikimoto

Timothy Rikimoto

Some features on this profile are disabled
CRD#: 2719161
Timothy Rikimoto

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Rikimoto, who also goes by Timothy Alvin Rikimoto, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1996. Timothy had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

People come to Fidelity for the brand, client focus, and ease of building relationships. People work with myself because of 22 years experience, passion for wealth planning, dedication to personalized guidance and integrity. I obtain personal fulfillment by building long term relationships, working side by side with clients to work toward their personal financial goals for generations along with a firm whose values align with my own.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Timothy Alvin Rikimoto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 31, 2025 - April 2, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MONTICELLO, MN
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SALT LAKE CITY, UT
Past

February 10, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MINNETONKA, MN
Past

February 4, 2015 - April 2, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

January 22, 2014 - January 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MEDINA, MN
Past

June 7, 2012 - January 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MEDINA, MN
Past

January 3, 2011 - May 24, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BUFFALO, MN
Past

July 12, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
BUFFALO, MN
Past

June 1, 2009 - August 5, 2009

MORGAN STANLEY

BD
CRD#: 149777
RIVERHEAD, NY
Past

March 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
RIVERHEAD, NY
Past

November 7, 2006 - January 12, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
SMITHTOWN, NY
Past

December 21, 1998 - October 2, 2006

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SMITHTOWN, NY
Past

September 4, 1997 - December 5, 1997

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY
Past

October 10, 1996 - August 27, 1997

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/1996
General Securities Representative Examination

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
PREMIUM
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555

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Contact information

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