Timothy A. Rikimoto
STRATEGIC ADVISERS LLC | Financial Consultant
MONTICELLO, MN
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CRD#: 2719161
Professional summary
Timothy Alvin Rikimoto, who also goes by Timothy Alvin Rikimoto, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Monticello, Minnesota and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
People come to Fidelity for the brand, client focus, and ease of building relationships. People work with myself because of 22 years experience, passion for wealth planning, dedication to personalized guidance and integrity. I obtain personal fulfillment by building long term relationships, working side by side with clients to work toward their personal financial goals for generations along with a firm whose values align with my own.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Alvin Rikimoto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Alvin Rikimoto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MONTICELLO, MN
Current
February 4, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
February 10, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MINNETONKA, MN
Past
January 22, 2014 - January 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MEDINA, MN
Past
June 7, 2012 - January 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MEDINA, MN
Past
January 3, 2011 - May 24, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BUFFALO, MN
Past
July 12, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
BUFFALO, MN
Past
June 1, 2009 - August 5, 2009
MORGAN STANLEY
BD
CRD#: 149777
RIVERHEAD, NY
Past
March 8, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
RIVERHEAD, NY
Past
November 7, 2006 - January 12, 2007
TD AMERITRADE, INC.
BD
CRD#: 7870
SMITHTOWN, NY
Past
December 21, 1998 - October 2, 2006
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SMITHTOWN, NY
Past
September 4, 1997 - December 5, 1997
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
SYOSSET, NY
Past
October 10, 1996 - August 27, 1997
ROYCE INVESTMENT GROUP, INC.
BD
CRD#: 10494
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/12/2022)
RR
Alaska(12/12/2022)
RR
Arizona(7/26/2021)
RR
Arkansas(12/12/2022)
RR
California(2/12/2021)
RR
Colorado(12/12/2022)
RR
Connecticut(12/12/2022)
RR
Delaware(12/12/2022)
RR
District of Columbia(12/12/2022)
RR
Florida(2/4/2015)
RR
Georgia(12/12/2022)
RR
Hawaii(12/12/2022)
RR
Idaho(12/12/2022)
RR
Illinois(12/12/2022)
RR
Indiana(12/12/2022)
RR
Iowa(7/26/2021)
RR
Kansas(12/12/2022)
RR
Kentucky(12/12/2022)
RR
Louisiana(12/12/2022)
RR
Maine(12/12/2022)
RR
Maryland(12/12/2022)
RR
Massachusetts(12/12/2022)
RR
Michigan(12/12/2022)
RR
Minnesota(2/4/2015)
IAR
Minnesota(3/31/2025)
RR
Mississippi(12/12/2022)
RR
Missouri(12/12/2022)
RR
Montana(12/12/2022)
RR
Nebraska(12/12/2022)
RR
Nevada(12/12/2022)
RR
New Hampshire(12/12/2022)
RR
New Jersey(12/12/2022)
RR
New Mexico(12/12/2022)
RR
New York(9/9/2022)
RR
North Carolina(12/12/2022)
RR
North Dakota(7/26/2021)
RR
Ohio(12/13/2022)
RR
Oklahoma(12/12/2022)
RR
Oregon(12/12/2022)
RR
Pennsylvania(12/12/2022)
RR
Puerto Rico(12/12/2022)
RR
Rhode Island(12/12/2022)
RR
South Carolina(12/12/2022)
RR
South Dakota(2/4/2015)
RR
Tennessee(12/12/2022)
RR
Texas(3/4/2022)
IAR
Texas(3/31/2025)
RR
Utah(8/17/2021)
RR
Vermont(12/12/2022)
RR
Virginia(9/18/2020)
RR
Washington(4/9/2021)
RR
West Virginia(12/12/2022)
RR
Wisconsin(7/26/2021)
RR
Wyoming(12/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Monticello, MNTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
