Veronica M. Ferro

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CRD#: 2719036

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Veronica Marie Ferro, who also goes by Veronica Marie Bauer, Ronnie Marie Ferro, was a registered financial professional .

Veronica is a previously registered financial professional and started their career in finance in 1996. Veronica had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Veronica Marie Bauer | Ronnie Marie Ferro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2023 - February 22, 2024

WASHINGTON TRUST ADVISORS

RIA

CRD#: 110407

WELLESLEY, MA

Past

June 13, 2018 - April 19, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

Boston, MA

Past

February 20, 2018 - March 31, 2020

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

Boston, MA

Past

October 22, 2003 - September 7, 2004

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

BOSTON, MA

Past

June 28, 2001 - October 25, 2002

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

May 17, 2000 - August 15, 2000

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

March 18, 1996 - July 6, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1996

General Securities Representative Examination

Current Firm

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

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Contact information

Main Address

20 William St Suite 135, Wellesley, MA 02481

Mailing Address

Phone number

(781) 235-7055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WASHINGTON TRUST ADVISOR'S FORM PART 2A (9/3/2025)

WASHINGTON TRUST ADVISOR'S FORM PART 2B (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 1,999,516,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Veronica M. Ferro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

COLUMBIA MANAGEMENT ADVISORS, INC.

FIS SECURITIES, INC.

FLEET ENTERPRISES, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WASHINGTON TRUST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2003

Series 65

Date: 4/10/1996

Series 63

Date: 4/10/1996

Series 7

Date: 3/15/1996

Current Firm

WASHINGTON TRUST ADVISORS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON TRUST ADVISORS

TRUST BUT VERIFY

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