Erica E. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erica Elizabeth Adams, who also goes by Erica Papas Aceto, Erica Aceto Fields, was a registered financial professional .
Erica is a previously registered financial professional and started their career in finance in 1996. Erica had worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 11 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2010 - November 16, 2013
DAVIS FINANCIAL SERVICES, LLC
June 8, 2006 - March 14, 2012
LENK LADNER INVESTMENT SOLUTIONS LLC
June 25, 1996 - May 11, 2004
CCBT BROKERAGE DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 6/24/1996
Assistant Representative-Order Processing Qualification ExamSeries 28
Date: 5/27/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
DAVIS FINANCIAL SERVICES, LLC
CRD#: 138707 / SEC#: 801-67997
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
