AC
Amy H. Clark
HIGHSTONE GROUP
RICHMOND, VA 23221
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CRD#: 2718929
AC
Professional summary
Amy Hochstein Clark, CFP®, who also goes by Amy L Hochstein, Amy Leigh Hochstein, is a registered financial advisor currently at HIGHSTONE GROUP located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Amy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Education Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Elder Care
Tax Planning
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Amy L Hochstein | Amy Leigh Hochstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)COMPREHENSIVE FINANCIAL INSURANCE SERVICES, INC - 4205 DOVER RD, RICHMOND, VA 23221 - PRIVATE CORP - AGENT - 6/18/1996 - 40 HR/MO/TRD HRS - I WORK WITH CLIENTS TO DETERMINE NEEDS PREPARING ILLUSTRATIONS SERVICING OF LIFE, HEALTH, DISABILITY, & LONG TERM CARE INSURANCE POLICIES.- NON-INVESTMENT RELATED 2)COMPREHENSIVE FINANCIAL PLANNING CORP. DBA COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS -4205 DOVER ROAD, RICHMOND, VA 23221 - PRIVATE CORP - IAR OF RIA - 120 HR/MO/TRD HRS - MEET WITH CLIENTS TO DISCUSS FINANCIAL OBJECTIVES, GOALS, RECENT CHANGES, AND METHOD OF OBTAINING GOALS - INVESTMENT RELATED 3) HIGHSTONE PROPERTIES LLC - 4205 DOVER ROAD RICHMOND, VA 23221 - LLC - PROPERTY MAINTENANCE - 5/27/2011 - 0 HR/MO/TRD HRS - LLC CREATED TO PURCHASE AN OFFICE BUILDING FOR OUR PERSONAL USE - NON-INVESTMENT RELATED 4) HIGHSTONE GROUP -4205 DOVER ROAD RICHMOND, VA 23221 - PRIVATE CORP - DBA OF COMPREHENSIVE FINANCIAL PLANNING CORPORATION This an RIA firm and I am an assistant to this firm and will be receiving fees. - REGISTERED REPRESENTATIVE/ADMINISTRATIVE - Investment Advisor Representative who can collect fees - 1/1/1993 - 120 HR/MO/TRD HRS - INVESTMENT RELATED 5) Comprehensive Financial Group LLC, 4205 Dover Road, Richmond VA, 23221, Tax Preparation Services, Administration, begin date 01/01/1994, Depends on time of year more time spent during tax season, Not investment related, duties include to Assist our CPA organizing, collecting and assembling our clients tax returns and accounting payroll reports for small businesses 6)Parker Clark LLC, 4205 Dover Road, Richmond VA, 23221, Consulting and Solutions Broker, Owner, Begin date: 08/15/2018, The approximate number of hours per month devoted to this business: 25, The approximate number of hours per month devoted to this business, during trading hours: 0, Not investment related, Administrative and Consulting 7) Donald P. Clark Revocable Family Trust,Is Investment Related,"6015 Lake Pointe Drive, #105, Orlando, FL, 32822, United States",Trustee,Co Successor Trustee,2007-02-01,0 hours per month,0 hours per month during trading hours,No Compensation Compensation,I am listed on my father-in-law's Revocable Trust as his co-successor Trustee with his oldest son because Mr. Clark used to live in Richmond and my husband traveled too much so he listed me because of my location and my knowledge.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Hochstein Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
July 19, 2012 - Present
HIGHSTONE GROUP
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
CRD#: 107549
RICHMOND, VA
Current
August 30, 2018 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
BD
CRD#: 46947
Richmond, VA
Past
March 4, 2002 - August 3, 2018
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
RICHMOND, VA
Past
January 21, 1997 - March 1, 2002
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
November 15, 1996 - June 12, 2012
HIGHSTONE GROUP
RIA
CRD#: 107549
RICHMOND, VA
Past
June 27, 1996 - November 4, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
June 27, 1996 - November 4, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(7/19/2012)
RR
Virginia(8/30/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4205 Dover Road, Richmond, VA 23221
Mailing Address
Phone number
(804) 285-7010
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 243,037,392 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGHSTONE GROUP
CRD#: 107549Richmond, VA 23221TRUST BUT VERIFY
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Contact information
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