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Amy Hochstein Clark

CFP®
HIGHSTONE GROUP
RICHMOND, VA
·CRD# 2718929·30 years experience

Professional Summary

Amy Hochstein Clark, CFP®, who also goes by Amy L Hochstein, Amy Leigh Hochstein, is a registered financial advisor currently at HIGHSTONE GROUP located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia. Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Amy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Estate Planning
  • Investment Planning
  • Education Planning
  • Employee and Employer Plan Benefits
  • Comprehensive Financial Planning
  • Elder Care
  • Tax Planning
  • Insurance Planning
  • Retirement Planning

Other Aliases

Amy L Hochstein, Amy Leigh Hochstein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2004

Years of Experience

30 years in the financial services industry

Current & Past Employments

HIGHSTONE GROUP·CRD# 107549
RIA
4205 Dover Road, Richmond, VA 23221
July 19, 2012 - Present
SILVER OAK SECURITIES, INCORPORATED·CRD# 46947
RIA
BD
4205 Dover Road, Richmond, VA 23221
August 30, 2018 - Present
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Richmond, VA
March 4, 2002 - August 3, 2018
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
January 21, 1997 - March 1, 2002
HIGHSTONE GROUP·CRD# 107549
RIA
Richmond, VA
November 15, 1996 - June 12, 2012
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
June 27, 1996 - November 4, 1996
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
June 27, 1996 - November 4, 1996

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Current Firm

HG
HIGHSTONE GROUP

COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.

CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - SEC (12/8/2017 Approved)
Maryland
Registered Investment Advisory firm - Maryland (5/17/2018 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (4/30/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4205 Dover Road, Richmond, VA 23221

Phone Number

(804) 285-7010

# of Employees

4

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIGHSTONE GROUP ADV PART II (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

841

AUM (Assets Under Management)

$263,885,687

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)COMPREHENSIVE FINANCIAL INSURANCE SERVICES, INC - 4205 DOVER RD, RICHMOND, VA 23221 - PRIVATE CORP - AGENT - 6/18/1996 - 40 HR/MO/TRD HRS - I WORK WITH CLIENTS TO DETERMINE NEEDS PREPARING ILLUSTRATIONS SERVICING OF LIFE, HEALTH, DISABILITY, & LONG TERM CARE INSURANCE POLICIES.- NON-INVESTMENT RELATED 2)COMPREHENSIVE FINANCIAL PLANNING CORP. DBA COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS -4205 DOVER ROAD, RICHMOND, VA 23221 - PRIVATE CORP - IAR OF RIA - 120 HR/MO/TRD HRS - MEET WITH CLIENTS TO DISCUSS FINANCIAL OBJECTIVES, GOALS, RECENT CHANGES, AND METHOD OF OBTAINING GOALS - INVESTMENT RELATED 3) HIGHSTONE PROPERTIES LLC - 4205 DOVER ROAD RICHMOND, VA 23221 - LLC - PROPERTY MAINTENANCE - 5/27/2011 - 0 HR/MO/TRD HRS - LLC CREATED TO PURCHASE AN OFFICE BUILDING FOR OUR PERSONAL USE - NON-INVESTMENT RELATED 4) HIGHSTONE GROUP -4205 DOVER ROAD RICHMOND, VA 23221 - PRIVATE CORP - DBA OF COMPREHENSIVE FINANCIAL PLANNING CORPORATION This an RIA firm and I am an assistant to this firm and will be receiving fees. - REGISTERED REPRESENTATIVE/ADMINISTRATIVE - Investment Advisor Representative who can collect fees - 1/1/1993 - 120 HR/MO/TRD HRS - INVESTMENT RELATED 5) Comprehensive Financial Group LLC, 4205 Dover Road, Richmond VA, 23221, Tax Preparation Services, Administration, begin date 01/01/1994, Depends on time of year more time spent during tax season, Not investment related, duties include to Assist our CPA organizing, collecting and assembling our clients tax returns and accounting payroll reports for small businesses 6)Parker Clark LLC, 4205 Dover Road, Richmond VA, 23221, Consulting and Solutions Broker, Owner, Begin date: 08/15/2018, The approximate number of hours per month devoted to this business: 25, The approximate number of hours per month devoted to this business, during trading hours: 0, Not investment related, Administrative and Consulting 7) Donald P. Clark Revocable Family Trust,Is Investment Related,"6015 Lake Pointe Drive, #105, Orlando, FL, 32822, United States",Trustee,Co Successor Trustee,2007-02-01,0 hours per month,0 hours per month during trading hours,No Compensation Compensation,I am listed on my father-in-law's Revocable Trust as his co-successor Trustee with his oldest son because Mr. Clark used to live in Richmond and my husband traveled too much so he listed me because of my location and my knowledge. 8) S.A. Holdings LLC,Is Not Investment Related,"307 LOCK LANE S, , Richmond, VA, 23226, United States",Real Estate,Member,10/21/2025,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"My husband and I set up this LLC to hold an office building that we are attempting to purchase. The building is where Parker Clark LLC rents space from. He and I are equal owners of S.A. Holdings LLC. As of now, there is nothing in the LLC but we are going through the application process with the bank and the small business administration to see if we qualify."

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HIGHSTONE GROUP

COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.

CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - SEC (12/8/2017 Approved)
Maryland
Registered Investment Advisory firm - Maryland (5/17/2018 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (4/30/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Virginia
(7/19/2012)
RR
Virginia
(8/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Amy Hochstein Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Amy

  • Estate Planning
  • Investment Planning
  • Education Planning
  • Employee and Employer Plan Benefits
  • Comprehensive Financial Planning
  • Elder Care
  • Tax Planning
  • Insurance Planning
  • Retirement Planning

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