David V. Tuzzolino
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CRD#: 2718760
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vincent Tuzzolino, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Designations and Affiliations:
Chartered Financial Analyst
Certified Financial Planner®
XY Planning Network
NAPFA
Fee-Only Network
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
How do you get paid?
Fee Only
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Past
July 14, 2021 - November 15, 2021
SMARTPATH ADVISORS
RIA
CRD#: 304563
Pittsburgh, PA
Past
January 2, 2019 - November 14, 2022
PATHBRIDGE FINANCIAL
RIA
CRD#: 298961
PITTSBURGH, PA
Past
January 28, 2003 - September 28, 2004
BANC ONE INVESTMENT ADVISORS CORP
RIA
CRD#: 107247
COLUMBUS, OH
Past
March 23, 1999 - June 8, 1999
LBMZ SECURITIES, INC.
BD
CRD#: 7874
CHICAGO, IL
Past
May 11, 1998 - June 23, 1998
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 22, 1996 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
March 11, 1996 - November 19, 1996
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Atlanta, GA
Mailing Address
2451 Cumberland Pkwy Ste 3954, Atlanta, GA 30339
Phone number
(678) 538-9420
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
