Joel M. Newman
Professional summary
Joel Morton Newman is a registered financial professional currently at UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2004. Joel has worked at 5 firms and has passed the Series 63, Series 99TO, Series 62, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Morton Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2019 - Present
UHLMANN PRICE SECURITIES, LLC
Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077September 21, 2012 - April 16, 2019
TWENTY-FIRST SECURITIES CORPORATION
October 21, 2011 - January 6, 2012
SQUARE GLOBAL MARKETS
June 1, 2009 - December 16, 2011
RAYMOND C. FORBES & CO., INC.
April 27, 2004 - June 5, 2009
CHAPDELAINE BROKERAGE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2019)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/6/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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