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NC

Nicholas D. Castellano

OUTLOOK WEALTH ADVISORS
The Woodlands, TX 77385
Some features on this profile are disabled
CRD#: 2718649
NC

Professional summary

Nicholas Daniel Castellano, who also goes by Nicholas Daniel Castellano, Nicholas D Castellano, Nick D Castellano, Nick Castellano, is a registered financial advisor currently at OUTLOOK WEALTH ADVISORS, LLC located in The Woodlands, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Nicholas has worked at 16 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas Daniel Castellano | Nicholas D Castellano | Nick D Castellano | Nick Castellano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Daniel Castellano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2026 - Present

OUTLOOK WEALTH ADVISORS, LLC

Office #1: 224 Ed English Dr. Suite A, The Woodlands, TX 77385
RIA
CRD#: 291465
The Woodlands, TX
Past

April 29, 2025 - August 7, 2025

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Coconut Creek, FL
Past

January 31, 2025 - March 19, 2025

SINGER WEALTH ADVISORS LLC

RIA
CRD#: 317218
BOCA RATON, FL
Past

September 29, 2020 - January 2, 2025

PFS INVESTMENTS INC.

RIA
CRD#: 10111
FORT LAUDERDALE, FL
Past

September 14, 2020 - January 2, 2025

PFS INVESTMENTS INC.

BD
CRD#: 10111
FORT LAUDERDALE, FL
Past

May 21, 2018 - January 10, 2019

MORGAN STANLEY

RIA
CRD#: 149777
FT. LAUDERDALE, FL
Past

May 14, 2018 - January 10, 2019

MORGAN STANLEY

BD
CRD#: 149777
FT. LAUDERDALE, FL
Past

March 6, 2017 - August 21, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

March 6, 2017 - August 21, 2017

SCOTTRADE, INC.

BD
CRD#: 8206
MURRIETA, CA
Past

May 26, 2016 - September 23, 2016

PACIFIC WEALTH MANAGEMENT

RIA
CRD#: 113217
SAN DIEGO, CA
Past

March 17, 2016 - September 24, 2016

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA
Past

May 13, 2008 - September 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CORONA, CA
Past

February 27, 2008 - September 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CORONA, CA
Past

July 15, 2002 - November 18, 2003

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

BD
CRD#: 103841
BOCA RATON, FL
Past

June 1, 1998 - August 9, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 29, 1998 - August 9, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 12, 1998 - February 26, 1998

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

July 24, 1997 - October 22, 1997

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY
Past

October 24, 1996 - July 9, 1997

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OUTLOOK WEALTH ADVISORS, LLC
OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA
Registered Investment Advisory firm - (6/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/3/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/2008
General Securities Representative Examination

Current Firm

OW
OUTLOOK WEALTH ADVISORS, LLC
OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA
Registered Investment Advisory firm - (6/28/2018 Approved)
PREMIUM
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Contact information

Main Address
224 Ed English Dr. Suite A, The Woodlands, TX 77385
Mailing Address
Phone number
(281) 872-1515
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OUTLOOK WEALTH ADVISORS BROCHURE (3/6/2026)

Regulatory assets under management

Total Number of Accounts570
AUM (Assets Under Management)$ 543,151,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465The Woodlands, TX 77385

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