John F. Simmons
Professional summary
John Francis Simmons is a registered financial professional currently at KOVACK SECURITIES INC. located in Pownal, Maine.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2022 - Present
KOVACK SECURITIES INC.
July 17, 2020 - April 29, 2022
SECURITIES AMERICA, INC.
January 2, 2003 - July 17, 2020
INVESTACORP, INC.
October 30, 2002 - January 11, 2003
KESTRA INVESTMENT SERVICES, LLC
September 12, 1996 - October 31, 2002
METROPOLITAN LIFE INSURANCE COMPANY
September 12, 1996 - October 31, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2024)
(4/29/2022)
(4/29/2022)
(4/29/2022)
(6/29/2022)
(4/29/2022)
(5/2/2022)
(5/2/2022)
Exams
FINRA
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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