Paul C. Kuhn

OMEGA FINANCIAL GROUP

SANTA BARBARA, CA 93101

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CRD#: 2718397

Professional summary

Paul Cooper Kuhn, who also goes by Paul Kuhn, is a registered financial advisor currently at OMEGA FINANCIAL GROUP, LLC located in Santa Barbara, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Paul has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Kuhn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Cooper Kuhn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2013 - Present

OMEGA FINANCIAL GROUP, LLC

Office #1: 812 Anacapa Street, Santa Barbara, CA 93101

RIA

CRD#: 164147

SANTA BARBARA, CA

Past

March 10, 2010 - March 7, 2013

SANTA BARBARA ASSET MANAGEMENT, LLC

RIA

CRD#: 138123

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA

Registered Investment Advisory firm - (3/28/2013 Approved)

California

Registered Investment Advisory firm - (4/27/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2013)

IAR

Washington
(4/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2010

Uniform Investment Adviser Law Examination

Current Firm

OMEGA FINANCIAL GROUP, LLC

CRD#: 164147 / SEC#: 801-77745

RIA

Registered Investment Advisory firm - (3/28/2013 Approved)

California

Registered Investment Advisory firm - (4/27/2013 Terminated)

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Contact information

Main Address

812 Anacapa Street, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 617-4363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OFG - FORM ADV PART 2A - FIRM BROCHURE (2/10/2025)

OFG - FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 480,234,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Kuhn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Cooper Kuhn's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMEGA FINANCIAL GROUP, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

OMEGA FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2010

Current Firm

OMEGA FINANCIAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMEGA FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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