Andrew S. Frawley

BML SECURITIES LLC

Marshfield, MA 02050

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CRD#: 2718388

Professional summary

Andrew Sheehan Frawley is a registered financial professional currently at BML SECURITIES LLC located in Marshfield, Massachusetts.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Sheehan Frawley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2024 - Present

BML SECURITIES LLC

Office #1: 2016 Ocean St Unit 23, Marshfield, MA 02050

CRD#: 167535

Marshfield, MA

Past

August 7, 2023 - November 21, 2024

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

February 24, 2020 - June 28, 2023

HUNTINGTON SECURITIES, INC.

CRD#: 2261

CLEVELAND, OH

Past

June 8, 2017 - February 24, 2020

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

CLEVELAND, OH

Past

May 30, 2008 - April 28, 2017

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

October 6, 2003 - March 17, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

March 25, 1997 - August 1, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/22/2024)

Ohio
(1/14/2025)

Exams

State Security Law Exam

Series 63

Date: 10/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BML SECURITIES LLC

CRD#: 167535 / SEC#: , 8-69262

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Mailing Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Phone number

(617) 367-0099

Established

Massachusetts since 02/19/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BENNING ASSOCIATES LLC	MANAGING MEMBER
BUSINESS CAPITAL EXCHANGE INC	MANAGING MEMBER
NORTH RIVER CAPITAL LLC	MANAGING MEMBER
FLYNN, PETER FRANCIS	CCO/FINOP	2655124

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Frawley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Sheehan Frawley's CRS (Customer Relationship Summary).

Certified licenses

Experience

GT SECURITIES, INC.

HUNTINGTON SECURITIES, INC.

THE HUNTINGTON INVESTMENT COMPANY

KEYBANC CAPITAL MARKETS INC.

WELLS FARGO SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2003

Series 24

Date: 12/7/2021

FINRA

Current Firm

BML SECURITIES LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BML SECURITIES LLC

TRUST BUT VERIFY

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