Daniel S. Gormont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Stine Gormont, who also goes by Daniel Gormont, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2024 - January 16, 2026
LEAGUE CAPITAL MARKETS
October 18, 2021 - November 1, 2022
CHAUNER SECURITIES, INC.
October 13, 2020 - January 18, 2021
TRITON PACIFIC SECURITIES, LLC
March 15, 2019 - July 25, 2019
OLDEN LANE SECURITIES, LLC
April 20, 2015 - March 27, 2017
FIDELITY BROKERAGE SERVICES LLC
February 11, 2014 - March 20, 2015
QUASAR DISTRIBUTORS, LLC
November 6, 2013 - January 23, 2014
HITHERLANE PARTNERS, LLC
November 24, 2010 - April 1, 2013
TRIVE NEW YORK LLC
June 20, 2008 - June 2, 2010
SEI INVESTMENTS MANAGEMENT CORP
May 15, 2007 - June 3, 2010
SEI INVESTMENTS DISTRIBUTION CO.
May 1, 2000 - June 6, 2006
SEI INVESTMENTS DISTRIBUTION CO.
December 8, 1997 - April 12, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 13, 1996 - January 24, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/16/2024
General Securities Representative ExaminationCurrent Firm
LEAGUE CAPITAL MARKETS
CRD#: 170803 / SEC#: , 8-69432
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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