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DG

Daniel S. Gormont

LEAGUE CAPITAL MARKETS
NEW YORK, NY 10105
Some features on this profile are disabled
CRD#: 2718306
DG

Professional summary

Daniel Stine Gormont, who also goes by Daniel Gormont, is a registered financial professional currently at LEAGUE CAPITAL MARKETS located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Gormont

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Stine Gormont's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2024 - Present

LEAGUE CAPITAL MARKETS

Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
BD
CRD#: 170803
NEW YORK, NY
Past

October 18, 2021 - November 1, 2022

CHAUNER SECURITIES, INC.

BD
CRD#: 10075
NORTHBROOK, IL
Past

October 13, 2020 - January 18, 2021

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

March 15, 2019 - July 25, 2019

OLDEN LANE SECURITIES, LLC

BD
CRD#: 173847
BRIDGEWATER, NJ
Past

April 20, 2015 - March 27, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
RADNOR, PA
Past

February 11, 2014 - March 20, 2015

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

November 6, 2013 - January 23, 2014

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
BOCA RATON, FL
Past

November 24, 2010 - April 1, 2013

TRIVE NEW YORK LLC

BD
CRD#: 21946
NEW YORK, NY
Past

June 20, 2008 - June 2, 2010

SEI INVESTMENTS MANAGEMENT CORP

RIA
CRD#: 105146
OAKS, PA
Past

May 15, 2007 - June 3, 2010

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

May 1, 2000 - June 6, 2006

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

December 8, 1997 - April 12, 2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

March 13, 1996 - January 24, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(10/17/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/13/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/12/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/10/1999
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEAGUE CAPITAL MARKETS
FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS

CRD#: 170803 / SEC#: , 8-69432

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Phone number
(212) 588-0580
Established
New York since 11/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LEAGUEMED ENTERPRISES, LLCOWNER
DAUSEND, DOROTHY THERESASUPERVISORY PRINCIPAL1326747
GALLAGHER, JOHN JOSEPH JRCEO3128509
MACK, ALEXANDER HERBERTFINOP4805607
MACK, DAVIDPRESIDENT2164969
URQUIOLA, JEAN CAROLCCO, VICE PRESIDENT1806619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEAGUE CAPITAL MARKETS

CRD#: 170803New York, NY 10105

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