A. R. Schereck
Professional summary
A. Rebeca Schereck, who also goes by Ana Rebeca Perez, Ana R Perkins, A Rebeca Schereck, Ana Rebeca Schereck, is a registered financial professional currently at CETERA FINANCIAL SPECIALISTS LLC located in Acton, California.
A. is registered as a RR (Registered Representative) and started their career in finance in 1996. A. has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view A. Rebeca Schereck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2017 - Present
CETERA FINANCIAL SPECIALISTS LLC
May 13, 2013 - December 31, 2016
MADISON AVENUE SECURITIES, LLC
January 2, 2009 - May 13, 2013
VOYA FINANCIAL ADVISORS, INC.
March 7, 2007 - December 31, 2008
PRINCIPAL SECURITIES, INC.
April 4, 2005 - March 2, 2007
SCF SECURITIES, INC.
February 2, 2005 - February 28, 2005
KALOS CAPITAL, INC.
April 16, 2004 - November 29, 2004
SCF SECURITIES, INC.
August 8, 2000 - November 28, 2003
FINANCIAL WEST GROUP
May 9, 1996 - August 11, 2000
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2017)
(3/15/2017)
(3/15/2017)
Exams
FINRA
Current Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
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