Matthew G. Passalacqua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gene Passalacqua, who also goes by Matt Gene Passalacqua, Matthew Passalacqua, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1996. Matthew had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2012 - January 9, 2017
WHITEROCK FINANCIAL, LLC
April 7, 2009 - February 2, 2012
AMERITAS INVESTMENT COMPANY, LLC
December 5, 2008 - February 2, 2012
AMERITAS INVESTMENT COMPANY, LLC
April 23, 2007 - September 17, 2007
TRICOR FINANCIAL, LLC
April 22, 2003 - May 11, 2007
INVEST FINANCIAL CORPORATION
April 14, 2003 - May 11, 2007
INVEST FINANCIAL CORPORATION
March 2, 2001 - March 17, 2003
A. G. EDWARDS & SONS, INC.
April 2, 1996 - March 20, 2001
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WHITEROCK FINANCIAL, LLC
CRD#: 155140 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 25,000,000 |
Red Flags
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