Martin D. Kline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin D Kline was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1974. Martin had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 1981 - January 18, 1983
HERETH, ORR & JONES, INC.
July 27, 1977 - June 18, 1979
THE O.N. EQUITY SALES COMPANY
January 11, 1974 - July 3, 1977
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/9/1974
Registered Representative ExaminationCurrent Firm
HERETH, ORR & JONES, INC.
CRD#: 7210 / SEC#: , 8-19296
Contact information
Documents
Red Flags
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