Adam H. Seessel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Humphreys Seessel was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1996. Adam had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2021 - December 31, 2021
GRAVITY CAPITAL MANAGEMENT LLC
March 29, 2012 - June 26, 2015
GRAVITY CAPITAL MANAGEMENT LLC
March 5, 2012 - November 12, 2012
MARTIN CAPITAL MANAGEMENT, LLC
December 23, 1999 - January 2, 2003
DAVIS DISTRIBUTORS, LLC
November 10, 1998 - October 26, 1999
BARON CAPITAL, INC.
April 9, 1996 - October 22, 1997
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
GRAVITY CAPITAL MANAGEMENT LLC
CRD#: 137083 / SEC#: 801-118571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAVITY CAPITAL MANAGEMENT LLC
CRD#: 137083 / SEC#: 801-118571
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 88,003,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
