Stanley A. Klimek

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CRD#: 271757

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stanley Allen Klimek was a registered financial professional .

Stanley is a previously registered financial professional and started their career in finance in 1969. Stanley had worked at 10 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 1, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capital Securities Training Company, Marketed under securities practice, Will not share space with anyone not affiliated with LaSalle. Position is President, activity is Training, Financial Interest is yes, 100%. Percentage of time spent during regular trading hours is equal to 0%, annual income is 0, no employees, Fixed Insurance

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 19, 2016 - December 12, 2025

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Oak Brook, IL

Past

April 25, 2016 - December 12, 2025

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Oak Brook, IL

Past

January 6, 1998 - October 31, 2016

CAPITAL SECURITIES INVESTMENT CORPORATION

RIA

CRD#: 5606

OAK BROOK, IL

Past

April 30, 1990 - December 5, 2016

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

OAK BROOK, IL

Past

November 29, 1983 - May 23, 1990

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 22, 1982 - September 30, 1983

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

Past

January 3, 1980 - November 17, 1982

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

Past

November 4, 1977 - December 21, 1977

COLIN, HOCHSTIN CO.

CRD#: 5969

Past

July 19, 1974 - January 13, 1976

DRESDNER SECURITIES (USA) INC.

CRD#: 1993

Past

December 7, 1971 - June 17, 1974

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Past

March 17, 1971 - December 2, 1971

T.C. DRISCOLL & CO., INC.

CRD#: 1681

Past

September 18, 1969 - April 13, 1971

HAMILTON INVESTMENTS, INC.

CRD#: 821

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/25/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 9/12/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/6/1982

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1982

General Securities Principal Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Stanley A. Klimek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CAPITAL SECURITIES INVESTMENT CORPORATION

CAPITAL SECURITIES INVESTMENT CORPORATION

INVEST FINANCIAL CORPORATION

AMERIPRISE ADVISOR SERVICES, INC.

CAPITAL SECURITIES INVESTMENT CORPORATION

COLIN, HOCHSTIN CO.

DRESDNER SECURITIES (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

T.C. DRISCOLL & CO., INC.

HAMILTON INVESTMENTS, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/1980

Series 7TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 9/12/1969

Series 4

Date: 8/6/1982

Series 24

Date: 6/23/1982

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Contact information

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