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AK

Abdulla A. Kagalwalla

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CRD#: 2717532
AK

Professional summary

Abdulla Akhterhusain Kagalwalla was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Abdulla is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Abdulla had worked at 3 firms, which includes STELLAR INVESTMENTS INC., SECURITIES AMERICA INC., DALLAS RESEARCH & TRADING INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 9, 1998 - April 5, 2001

STELLAR INVESTMENTS, INC.

BD
CRD#: 13814
TAMPA, FL
Past

October 14, 1997 - June 5, 1998

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

March 21, 1996 - August 28, 1997

DALLAS RESEARCH & TRADING, INC.

BD
CRD#: 28806
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/29/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/18/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 3/22/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/20/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/11/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/28/1998
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/1997
General Securities Principal Examination

Current Firm

SI
STELLAR INVESTMENTS, INC.
HOGGETT KALAS & CO. INC. | STELLAR INVESTMENTS, INC. | INVESTA, INC.

CRD#: 13814 / SEC#: , 8-29607

BD
Cancelled by SEC on 11/30/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 11/20/1981
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
STELLAR INVESTMENTS, LLCSHAREHOLDER
KAGALWALLA, ABDULLA AKHTERHUSAINVICE PRESIDENT, FINOP, CROP
SAVORELLI, FRANCISCOPRESIDENT,CHIEF COMPLIANCE OFFICER

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STELLAR INVESTMENTS, INC.

CRD#: 13814

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