Edward A. Wegener
Professional summary
Edward Anthony Wegener is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Chicago, Illinois.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Anthony Wegener's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2026 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: One North Wacker Drive Suite 3900, Chicago, IL 60606August 20, 2021 - May 31, 2023
HUDSON EXECUTIVE SECURITIES LLC
September 18, 1996 - February 26, 1998
INVESTORS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 9/17/1996
FINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| VOHRA, ROHIT | DIRECTOR | 4163828 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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Company Information
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261Chicago, IL 60606TRUST BUT VERIFY
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