Marcus Brent Dorsey
Professional Summary
Marcus Brent Dorsey was a registered financial advisor. Marcus was a previously registered financial professional and started their career in finance 1996 - 2002. Marcus had worked at 2 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
AS OF 1/13/2003 AZ DBA CEASED; NOW ATLAS SECURITIES, INC. IN AZ | GOLDEN WEST SECURITIES, INC. | ATLAS SECURITIES, LLC | ATLAS SECURITIES, INC.
Contact Information
Established
California since 12/14/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDEN WEST FINANCIAL CORPORATION | OWNER | — |
| FIRENZE, STEVEN ANTHONY | CHIEF COMPLIANCE OFFICER | 1625122 |
| HUBBERT, MARK WILLIAM | DIRECTOR | 1802805 |
| HUYNH, LAIVU BA | FINANCIAL/OPERATIONS PRINCIPAL | 4658574 |
| IANNONE, LEZLIE ANN | GROUP SENIOR VICE PRESIDENT, SECRETARY | 1965903 |
| KEY, WALLACE LAWRENCE | DIRECTOR, PRESIDENT, CHIEF OPERATING OFFICER | 719944 |
| MACK, MARY TABB | DIRECTOR | 2959378 |
| SADLER, MATTHEW LEE | SENIOR VICE PRESIDENT | 1198720 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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