Heather D. Holtzinger

ROSECAP INVESTMENT ADVISORS

Denver, CO

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CRD#: 2717242

Professional summary

Heather Dianne Holtzinger, CFP®, who also goes by Heather Dianne Rhodes, is a registered financial advisor currently at ROSECAP INVESTMENT ADVISORS, LLC located in Denver, Colorado.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Heather has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Dianne Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Heather is winding down Grandview Capital dba Grandview Investment Advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Dianne Holtzinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 23, 2025 - Present

ROSECAP INVESTMENT ADVISORS, LLC

RIA

CRD#: 152054

Denver, CO

Past

January 5, 2016 - May 4, 2017

ROSECAP INVESTMENT ADVISORS, LLC

RIA

CRD#: 152054

Denver, CO

Past

December 17, 2013 - October 17, 2025

GRANDVIEW INVESTMENT ADVISORS, LLC

RIA

CRD#: 139202

DENVER, CO

Past

September 5, 2000 - January 22, 2001

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSECAP INVESTMENT ADVISORS, LLC

ROENBERG CAPITAL ADVISORS | ROSENBERG CAPITAL ADVISORS | ROSECAP, ROSENBERG CAPITAL ADVISORS | ROSECAP REIT FUND I, LLC | ROSECAP INVESTMENT ADVISORS, LLC

CRD#: 152054 / SEC#: 801-118154

RIA

Registered Investment Advisory firm - (3/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Georgia

Registered Investment Advisory firm - (12/19/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/23/2025)

IAR

Texas
(4/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROSECAP INVESTMENT ADVISORS, LLC

ROENBERG CAPITAL ADVISORS | ROSENBERG CAPITAL ADVISORS | ROSECAP, ROSENBERG CAPITAL ADVISORS | ROSECAP REIT FUND I, LLC | ROSECAP INVESTMENT ADVISORS, LLC

CRD#: 152054 / SEC#: 801-118154

RIA

Registered Investment Advisory firm - (3/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Georgia

Registered Investment Advisory firm - (12/19/2017 Terminated)

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Contact information

Main Address

200 Grand Ave Suite 205, Grand Junction, CO 81501

Mailing Address

200 Grand Ave Suite 205, Grand Junction, CO 81501

Phone number

(970) 773-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISORY SERVICES BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	661
AUM (Assets Under Management)	$ 444,635,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather D. Holtzinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Dianne Holtzinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSECAP INVESTMENT ADVISORS, LLC

ROSECAP INVESTMENT ADVISORS, LLC

GRANDVIEW INVESTMENT ADVISORS, LLC

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

ROSECAP INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2013

Series 63

Date: 10/2/2000

Series 6

Date: 9/1/2000

Current Firm

ROSECAP INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSECAP INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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