Michael N. St. Onge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Norman St. Onge, who also goes by Michael Norman St Onge, Michael Norman Stonge, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 11 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - July 10, 2013
STRATEGIC ADVISERS LLC
April 5, 2011 - July 9, 2013
FIDELITY BROKERAGE SERVICES LLC
August 26, 2008 - December 1, 2009
VALIC FINANCIAL ADVISORS, INC.
August 25, 2008 - August 25, 2008
VALIC FINANCIAL ADVISORS, INC.
August 20, 2008 - December 1, 2009
VALIC FINANCIAL ADVISORS, INC.
December 20, 2006 - August 22, 2008
SUMMIT FINANCIAL GROUP INC
November 30, 2006 - August 22, 2008
SUMMIT BROKERAGE SERVICES, INC.
July 6, 2005 - September 13, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - September 13, 2006
CHASE INVESTMENT SERVICES CORP.
February 6, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
December 16, 2003 - December 16, 2003
BANC ONE SECURITIES CORPORATION
December 16, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
December 12, 2002 - June 4, 2003
QUICK & REILLY, INC.
December 10, 2002 - June 4, 2003
QUICK & REILLY, INC.
October 12, 1998 - December 13, 2002
WELLS FARGO CLEARING SERVICES, LLC
January 28, 1997 - September 26, 1998
A. G. EDWARDS & SONS, INC.
May 14, 1996 - January 24, 1997
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
