Michael W. Kozemchak

IIC

Bloomfield Hills, MI 48302

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CRD#: 2717038

Professional summary

Michael William Kozemchak, who also goes by Michael W Kozemchak, is a registered financial advisor currently at IIC located in Bloomfield Hills, Michigan and LPL FINANCIAL LLC located in Bloomfield Hills, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael W Kozemchak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Kozemchak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2013 - Present

IIC

Office #1: 7 West Square Lake Road, Bloomfield Hills, MI 48302

RIA

CRD#: 168705

Bloomfield Hills, MI

Current

November 22, 2013 - Present

LPL FINANCIAL LLC

Office #1: 7 West Square Lake Road, Bloomfield Hills, MI 48302

RIA

CRD#: 6413

Bloomfield Hills, MI

Past

March 31, 2021 - April 19, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMFIELD HILLS, MI

Past

November 22, 2013 - March 31, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMFIELD HILLS, MI

Past

June 7, 2004 - November 25, 2013

CANTELLA & CO., INC.

RIA

CRD#: 13905

BLOOMFIELD HILLS, MI

Past

October 28, 2003 - November 25, 2013

CANTELLA & CO., INC.

CRD#: 13905

BLOOMFIELD HILLS, MI

Past

August 20, 2001 - October 15, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BIRMINGHAM, MI

Past

July 5, 2001 - October 15, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 5, 1997 - July 6, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 4, 1996 - May 13, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IIC

IIC | SUPPOSE BENEFITS CONSULTING LLC | RETIREMENT PLAN & EDUCATIONAL ADVISORS, LLC | RETIREMENT CONSULTING SERVICES, LLC | INSTITUTIONAL INVESTMENT CONSULTING

CRD#: 168705 / SEC#: 801-78450

RIA

Registered Investment Advisory firm - (8/22/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/11/2021)

California
(11/25/2013)

Connecticut
(6/13/2019)

Delaware
(11/22/2013)

Idaho
(1/12/2021)

Illinois
(1/5/2021)

IAR

Louisiana
(9/16/2013)

Louisiana
(11/22/2013)

IAR

Michigan
(9/10/2013)

Michigan
(11/22/2013)

Minnesota
(11/22/2013)

Nebraska
(3/22/2022)

Nevada
(11/22/2013)

New York
(1/7/2021)

North Carolina
(3/21/2022)

Pennsylvania
(11/25/2013)

Rhode Island
(3/25/2022)

IAR

Texas
(9/16/2013)

Texas
(11/14/2014)

Utah
(5/4/2021)

Virginia
(11/22/2013)

Washington
(5/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IIC

IIC | SUPPOSE BENEFITS CONSULTING LLC | RETIREMENT PLAN & EDUCATIONAL ADVISORS, LLC | RETIREMENT CONSULTING SERVICES, LLC | INSTITUTIONAL INVESTMENT CONSULTING

CRD#: 168705 / SEC#: 801-78450

RIA

Registered Investment Advisory firm - (8/22/2013 Approved)

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Contact information

Main Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Mailing Address

Phone number

(248) 339-9808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/1/2026)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 125,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael W. Kozemchak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Kozemchak's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CANTELLA & CO., INC.

CANTELLA & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

IIC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/1996

Series 63

Date: 5/1/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/10/1996

Series 24

Date: 3/8/2004

FINRA

Current Firm

IIC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IIC

TRUST BUT VERIFY

Contact information

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