MK
Michael W. Kozemchak
IIC
Bloomfield Hills, MI 48302
Some features on this profile are disabled
CRD#: 2717038
MK
Professional summary
Michael William Kozemchak, who also goes by Michael W Kozemchak, is a registered financial advisor currently at IIC located in Bloomfield Hills, Michigan and LPL FINANCIAL LLC located in Bloomfield Hills, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael W Kozemchak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/19/2019 - Institutional Investment Consulting (IIC) - Investment related - At reported business location(s) - Registered Investment Advisor - start date:09/13/2019 - 160 hrs/mo - 6 hrs during trading - IAR - I provide financial planning and consulting services through Institutional Investment Consulting, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 12/17/2020 - Trade Supply - http://www.trades-supply-company.com/ - Investment Related - At Reported Business Location(s) - Other-Business Owner - Started 10/2003 - 1 Hour Per Month During Securities Trading - Company acquires and re-sells (on occasions) specialty building related supplies to builders and installers including: Molding, Lighting, Hardware, Fireplace inserts & Hearth Products, Patio Furniture, Cabinetry, Carved Stone Fireplaces, Tile, home audio systems. Categorized as a building supply company. 3. 04/19/2022 - Crump Insurance - Investment Related - Non-Variable Insurance - Start Date - 04/20/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 4. 11/28/2023 - Institutional Investment Counsel INC DBA Institutional Investment Consulting - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Owner - Started 9/13/2019 - 160 Hrs/Mo; 6 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Kozemchak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2013 - Present
IIC
Office #1: 7 West Square Lake Road, Bloomfield Hills, MI 48302RIA
CRD#: 168705
Bloomfield Hills, MI
Current
November 22, 2013 - Present
LPL FINANCIAL LLC
Office #1: 7 West Square Lake Road, Bloomfield Hills, MI 48302RIA
BD
CRD#: 6413
Bloomfield Hills, MI
Past
March 31, 2021 - April 19, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLOOMFIELD HILLS, MI
Past
November 22, 2013 - March 31, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLOOMFIELD HILLS, MI
Past
June 7, 2004 - November 25, 2013
CANTELLA & CO., INC.
RIA
CRD#: 13905
BLOOMFIELD HILLS, MI
Past
October 28, 2003 - November 25, 2013
CANTELLA & CO., INC.
BD
CRD#: 13905
BLOOMFIELD HILLS, MI
Past
August 20, 2001 - October 15, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BIRMINGHAM, MI
Past
July 5, 2001 - October 15, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 5, 1997 - July 6, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
June 4, 1996 - May 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
IIC
IIC | SUPPOSE BENEFITS CONSULTING LLC | RETIREMENT PLAN & EDUCATIONAL ADVISORS, LLC | RETIREMENT CONSULTING SERVICES, LLC | INSTITUTIONAL INVESTMENT CONSULTING
CRD#: 168705 / SEC#: 801-78450
RIA
Registered Investment Advisory firm - (8/22/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2021)
RR
California(11/25/2013)
RR
Connecticut(6/13/2019)
RR
Delaware(11/22/2013)
RR
Idaho(1/12/2021)
RR
Illinois(1/5/2021)
IAR
Louisiana(9/16/2013)
RR
Louisiana(11/22/2013)
IAR
Michigan(9/10/2013)
RR
Michigan(11/22/2013)
RR
Minnesota(11/22/2013)
RR
Nebraska(3/22/2022)
RR
Nevada(11/22/2013)
RR
New York(1/7/2021)
RR
North Carolina(3/21/2022)
RR
Pennsylvania(11/25/2013)
RR
Rhode Island(3/25/2022)
IAR
Texas(9/16/2013)
RR
Texas(11/14/2014)
RR
Utah(5/4/2021)
RR
Virginia(11/22/2013)
RR
Washington(5/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
II
IIC
IIC | SUPPOSE BENEFITS CONSULTING LLC | RETIREMENT PLAN & EDUCATIONAL ADVISORS, LLC | RETIREMENT CONSULTING SERVICES, LLC | INSTITUTIONAL INVESTMENT CONSULTING
CRD#: 168705 / SEC#: 801-78450
RIA
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Contact information
Main Address
7 West Square Lake Road, Bloomfield Hills, MI 48302
Mailing Address
Phone number
(248) 339-9808
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
