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Holly C. Beimler

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CRD#: 2716721
HB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Holly Christine Beimler, who also goes by Holly Christine Jasa, was a registered financial professional .

Holly is a previously registered financial professional and started their career in finance in 2000. Holly had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Holly Christine Jasa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 6, 2005 - November 8, 2016

KIBBLE & PRENTICE HOLDING COMPANY

RIA
CRD#: 127672
SEATTLE, WA
Past

September 6, 2005 - August 19, 2016

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
SEATTLE, WA
Past

July 2, 2003 - September 8, 2003

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

April 15, 2003 - December 15, 2003

KIBBLE & PRENTICE, INC.

RIA
CRD#: 110380
SEATTLE, WA
Past

August 28, 2001 - February 13, 2003

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
SEATTLE, WA
Past

June 11, 2001 - February 13, 2003

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

July 13, 2000 - June 1, 2001

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2000
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


K&
KIBBLE & PRENTICE HOLDING COMPANY
KIBBLE & PRENTICE | USI KIBBLE & PRENTICE | KIBBLE & PRENTICE INSURANCE | KIBBLE & PRENTICE HOLDING COMPANY

CRD#: 127672 / SEC#: 801-62209

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Contact information


Main Address
601 Union Street, Suite 1000, Seattle, WA 98101-4064
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

KIBBLE & PRENTICE HOLDING COMPANY - ADV PART 2B (03/31/2017) (3/27/2017)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KIBBLE & PRENTICE HOLDING COMPANY

CRD#: 127672

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