Loyd J. Stegent

STEGENT EQUITY ADVISORS

Houston, TX 77046

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CRD#: 2716652

Professional summary

Loyd James Stegent, CFP®, who also goes by Loyd Stegent, is a registered financial advisor currently at STEGENT EQUITY ADVISORS INC. located in Houston, Texas.

Loyd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Loyd has worked at 1 firm and has passed the Series 63, Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Loyd Stegent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEGENT FINANCIAL SERVICES, PC. NOT INVESTMENT RELATED. START DATE - 1/1996. ADDRESS - 24 GREENWAY PLAZA, SUITE 1507, HOUSTON, TEXAS 77046. CERTIFIED PUBLIC ACCOUNTANT BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loyd James Stegent's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

March 5, 1999 - Present

STEGENT EQUITY ADVISORS INC.

Office #1: 24 Greenway Plaza Suite 1507, Houston, TX 77046

RIA

CRD#: 114518

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEGENT EQUITY ADVISORS INC.

CRD#: 114518 / SEC#: 801-63736

RIA

Registered Investment Advisory firm - (2/17/2005 Approved)

Texas

Registered Investment Advisory firm - (5/20/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/5/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/5/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 2/12/1996

Non-Member General Securities Examination

Current Firm

STEGENT EQUITY ADVISORS INC.

CRD#: 114518 / SEC#: 801-63736

RIA

Registered Investment Advisory firm - (2/17/2005 Approved)

Texas

Registered Investment Advisory firm - (5/20/2005 Terminated)

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Contact information

Main Address

24 Greenway Plaza Suite 1507, Houston, TX 77046

Mailing Address

Phone number

713-840-9300 X104

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEGENT ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 208,998,632

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Loyd J. Stegent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loyd James Stegent's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEGENT EQUITY ADVISORS INC.

Primary Firm SEC Registration

STEGENT EQUITY ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/1997

Series 65

Date: 2/5/1996

Series 2

Date: 2/12/1996

Current Firm

STEGENT EQUITY ADVISORS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEGENT EQUITY ADVISORS INC.

TRUST BUT VERIFY

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