Brian J. Elmer

BE INVESTMENT MANAGEMENT

Weatogue, CT

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CRD#: 2716424

Professional summary

Brian John Elmer, who also goes by Brian Elmer, is a registered financial advisor currently at BE INVESTMENT MANAGEMENT located in Weatogue, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Elmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian John Elmer's CRS (Customer Relationship Summary).

OLSON MOBECK INVESTMENT ADVISORS, INC

RIA

CRD#: 105188

ROCKY HILL, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2003

Uniform Investment Adviser Law Examination

Current Firm

BE INVESTMENT MANAGEMENT

BE INVESTMENT MANAGEMENT | BE INVESTMENT MANAGEMENT, LLC

CRD#: 170355 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/12/2017 Approved)

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Contact information

Main Address

Avon, CT

Mailing Address

Phone number

(860) 310-6617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 13,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Elmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian John Elmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BE INVESTMENT MANAGEMENT

FORTIS CAPITAL ADVISORS, LLC

BE INVESTMENT MANAGEMENT

PEOPLE'S SECURITIES, INC.

OLSON MOBECK INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2003

Current Firm

BE INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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