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Naveed Ahmed

Some features on this profile are disabled
CRD#: 2716351
NA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Naveed Ahmed was a registered financial professional .

Naveed is a previously registered financial professional and started their career in finance in 1996. Naveed had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)06/24/2022 - Unique Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 2)07/13/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 06/2022 - 160 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 17, 2023 - February 2, 2023

UNIQUE WEALTH STRATEGIES

RIA
CRD#: 323994
BURR RIDGE, IL
Past

December 19, 2022 - December 20, 2022

UNIQUE WEALTH STRATEGIES

RIA
CRD#: 323994
BURR RIDGE, IL
Past

July 15, 2022 - February 7, 2023

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Burr Ridge, IL
Past

July 1, 2022 - March 21, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
BURR RIDGE, IL
Past

January 3, 2018 - April 20, 2022

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Schaumburg, IL
Past

January 3, 2018 - April 20, 2022

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Schaumburg, IL
Past

July 1, 2003 - October 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SCHAUMBURG, IL
Past

July 1, 2003 - October 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SCHAUMBURG, IL
Past

January 4, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
SCHAUMBURG, IL
Past

November 15, 1996 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 16, 1996 - October 3, 1996

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
UNIQUE WEALTH STRATEGIES
UNIQUE MULTI FAMILY OFFICE, LLC | UNIQUE WEALTH STRATEGIES

CRD#: 323994 / SEC#: 801-127067

RIA
Registered Investment Advisory firm - (12/16/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/23/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/1996
General Securities Principal Examination

Current Firm

UW
UNIQUE WEALTH STRATEGIES
UNIQUE MULTI FAMILY OFFICE, LLC | UNIQUE WEALTH STRATEGIES

CRD#: 323994 / SEC#: 801-127067

RIA
Registered Investment Advisory firm - (12/16/2022 Approved)
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Contact information

Main Address
570 Village Center Drive, Ste 203, Burr Ridge, IL 60527
Mailing Address
Phone number
(630) 318-0565
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UWS PART 2A BROCHURE (8/24/2025)
UWS WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts805
AUM (Assets Under Management)$ 312,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNIQUE WEALTH STRATEGIES

CRD#: 323994

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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