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NW

Nicolas Worontzoff

SKYWAY CAPITAL MARKETS
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 2716192
NW

Professional summary

Nicolas Worontzoff III, who also goes by (iii) Nicolas Worontzoff, Nick Worontzoff III, Nick Worontzoff, Nicolas Worontzoff, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Atlanta, Georgia.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 1996. Nicolas has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

(iii) Nicolas Worontzoff | Nick Worontzoff Iii | Nick Worontzoff | Nicolas Worontzoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Worontzoff III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2024 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 3280 Peachtree Road Ne Suite 575, Atlanta, GA 30305
BD
CRD#: 124630
Atlanta, GA
Past

October 22, 2021 - July 9, 2024

REALTA EQUITIES, INC.

BD
CRD#: 23769
PLYMOUTH MEETING, PA
Past

June 11, 2015 - October 14, 2021

BURCH & COMPANY, INC

BD
CRD#: 102280
KANSAS CITY, MO
Past

January 25, 2010 - February 2, 2015

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

April 13, 2007 - June 22, 2009

MANAGED ACCOUNT SERVICES, LLC

BD
CRD#: 133803
MALVERN, PA
Past

April 2, 1996 - March 20, 2007

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WEST CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/25/2024)
RR
Georgia
(7/25/2024)
RR
Pennsylvania
(7/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630Atlanta, GA 30305

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