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JB

John Frederick Beckman Iii

CRD# 2716146·Registered 1996 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Frederick Beckman III, who also goes by John F Beckman III, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2020. John had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John F Beckman Iii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

DUNEPARK·CRD# 171602
RIA
Hammond, IN
March 13, 2017 - December 31, 2020
DUNEPARK·CRD# 171602
RIA
Knox, IN
July 8, 2015 - December 31, 2016
FIRST HEARTLAND CONSULTANTS, INC.·CRD# 110377
RIA
Portage, IN
September 20, 2001 - July 1, 2013
FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
Portage, IN
July 24, 2001 - July 1, 2013
MARQUIS FINANCIAL SERVICES, INC.·CRD# 20733
BD
Tarzana, CA
November 18, 1999 - July 25, 2001
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
March 18, 1996 - May 1, 1997
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
March 18, 1996 - November 30, 1999

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Current Firm

DU
DUNEPARK

DUNEPARK | DUNEPARK FINANCIAL LLC

CRD#: 171602

Contact Information

Main Address

Hammond, IN

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JB
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