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JB

John F. Beckman

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CRD#: 2716146
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Frederick Beckman III, who also goes by John F Beckman III, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1996. John had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John F Beckman Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 13, 2017 - December 31, 2020

DUNEPARK

RIA
CRD#: 171602
Hammond, IN
Past

July 8, 2015 - December 31, 2016

DUNEPARK

RIA
CRD#: 171602
KNOX, IN
Past

September 20, 2001 - July 1, 2013

FIRST HEARTLAND CONSULTANTS, INC.

RIA
CRD#: 110377
PORTAGE, IN
Past

July 24, 2001 - July 1, 2013

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
PORTAGE, IN
Past

November 18, 1999 - July 25, 2001

MARQUIS FINANCIAL SERVICES, INC.

BD
CRD#: 20733
TARZANA, CA
Past

March 18, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

March 18, 1996 - November 30, 1999

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 8/19/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DU
DUNEPARK
DUNEPARK | DUNEPARK FINANCIAL LLC

CRD#: 171602 / SEC#:

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Contact information


Main Address
Hammond, IN
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DUNEPARK

CRD#: 171602

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