Steven A. Owsley
Professional summary
Steven Alvin Owsley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Steven had worked at 4 firms, which includes GO TRADING INC., LANDMARK SECURITIES CORPORATION, FM PACIFIC CAPITAL MANAGEMENT INC., BLOCK TRADING INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1997 - October 1, 1998
GO TRADING, INC.
November 6, 1996 - May 21, 1997
LANDMARK SECURITIES CORPORATION
July 2, 1996 - February 25, 1997
FM PACIFIC CAPITAL MANAGEMENT, INC.
April 2, 1996 - May 21, 1996
BLOCK TRADING INC.
State Registrations and Notice Filings
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Exams
Current Firm
GO TRADING, INC.
CRD#: 41355 / SEC#: , 8-49383
Contact information
Documents
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