Bradley D. Fike

FIKE ADVISORS

Wooster, OH 44691

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CRD#: 2715503

Professional summary

Bradley Dean Fike, who also goes by Brad Fike, is a registered financial advisor currently at FIKE ADVISORS, LLC located in Wooster, Ohio.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bradley has worked at 9 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Fike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRADLEY FIKE INSURANCE AGENCY LLC,671 Winkler Dr.,WOOSTER , OHIO 44691: INSURANCE AGENCY (LIFE & HEALTH)TITLE: OWNER PERCENT OF TIME: 55%,COMPENSATION: COMMISSION; 2. MR. BRADLEY FIKE IS MANAGING MEMBER, SOLE OWNER, CHIEF COMPLIANCE OFFICER OF AN INVESTMENT ADVISORY FIRM. FIKE ADVISORS, LLC. 3. ESSENTIAL FINANCIAL PLANNING, INC.; INVESTMENT RELATED; WARREN, OHIO; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISOR REPRESENTATIVE; DECEMBER 2014; LESS THAN 50% OF MR. FIKE'S TIME IS SPENT IN THIS CAPACITY. 4. Mission Possible A to Z; Director of the Board; not investment related; Start date 03/2014; Approx. 8 hours/year; Wooster, OH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Dean Fike's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2010 - Present

FIKE ADVISORS, LLC

Office #1: 671 Winkler Drive, Wooster, OH 44691

RIA

CRD#: 153568

Wooster, OH

Past

December 8, 2014 - May 7, 2024

ESSENTIAL FINANCIAL PLANNING, INC.

RIA

CRD#: 168747

Wooster, OH

Past

May 7, 2010 - December 31, 2012

SICOR SECURITIES INC

CRD#: 16195

WOOSTER, OH

Past

June 24, 2003 - May 4, 2010

WRP INVESTMENTS, INC.

CRD#: 7365

WOOSTER, OH

Past

February 14, 2002 - June 23, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

December 20, 2001 - February 14, 2002

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

January 2, 2000 - December 20, 2001

RICHARD B. VANCE & COMPANY

CRD#: 3656

JOLIET, IL

Past

June 17, 1996 - January 21, 1998

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 17, 1996 - January 21, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/4/2010)

IAR

Texas
(12/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIKE ADVISORS, LLC

CRD#: 153568 / SEC#:

Ohio

Registered Investment Advisory firm - (7/19/2010 Approved)

Texas

Registered Investment Advisory firm - (12/6/2016 Conditional Restricted)

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Contact information

Main Address

671 Winkler Drive, Wooster, OH 44691

Mailing Address

Phone number

(330) 264-1100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	702
AUM (Assets Under Management)	$ 90,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley D. Fike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Dean Fike's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSENTIAL FINANCIAL PLANNING, INC.

SICOR SECURITIES INC

WRP INVESTMENTS, INC.

USALLIANZ SECURITIES, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

RICHARD B. VANCE & COMPANY

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2009

Series 7

Date: 6/8/2009

Series 6

Date: 6/14/1996

Current Firm

FIKE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIKE ADVISORS, LLC

TRUST BUT VERIFY

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