Lester C. Gabriel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Calvin Gabriel, who also goes by Lester Calvin Gabriel, Lester Gabriel, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1997. Lester had worked at 15 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2013 - January 27, 2014
GARDEN STATE SECURITIES, INC.
December 14, 2011 - October 15, 2012
ALLSTATE FINANCIAL SERVICES, LLC
November 12, 2007 - December 31, 2009
PFS INVESTMENTS INC.
September 21, 2006 - October 16, 2006
NATIONAL SECURITIES CORPORATION
August 3, 2004 - October 6, 2004
E*TRADE SECURITIES LLC
July 16, 2003 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 2003 - October 6, 2003
IDS LIFE INSURANCE COMPANY
July 16, 2003 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 2002 - October 23, 2002
J.P. TURNER & COMPANY, L.L.C.
August 6, 2002 - March 3, 2003
WADDELL & REED
February 15, 2002 - March 3, 2003
WADDELL & REED
January 18, 2000 - September 29, 2000
MORGAN STANLEY DW INC.
July 20, 1999 - September 30, 1999
KIRLIN SECURITIES INC.
May 12, 1999 - May 20, 1999
NEBRASKA HUDSON COMPANY, INC.
April 8, 1999 - April 28, 1999
CONTINENTAL BROKER-DEALER CORP.
May 14, 1998 - January 27, 1999
PRUCO SECURITIES, LLC.
November 24, 1997 - March 9, 1998
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
