Ryan P. Burk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Patrick Burk, AIF®, ChFC®, who also goes by Ryan P Burk, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1996. Ryan had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2026 - September 4, 2026
WELLS FARGO CLEARING SERVICES, LLC
May 28, 2026 - September 4, 2026
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2025 - April 18, 2026
LPL FINANCIAL LLC
July 23, 2025 - April 18, 2026
LPL FINANCIAL LLC
September 27, 2020 - June 20, 2025
NATIONWIDE INVESTMENT ADVISORS, LLC
September 25, 2020 - June 20, 2025
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 5, 2019 - November 3, 2020
TALLAHASSEE FINANCIAL ADVISORS, INC.
July 3, 2019 - September 14, 2020
TRIAD ADVISORS LLC
February 23, 2018 - July 1, 2019
CETERA INVESTMENT ADVISERS LLC
June 30, 2017 - July 1, 2019
CETERA INVESTMENT SERVICES LLC
April 15, 2011 - March 24, 2017
SCOTTRADE, INC.
October 28, 2010 - April 8, 2011
VALIC FINANCIAL ADVISORS, INC.
October 20, 2010 - April 8, 2011
VALIC FINANCIAL ADVISORS, INC.
June 3, 2009 - August 5, 2010
EQUITABLE ADVISORS, LLC
March 10, 2009 - August 5, 2010
EQUITABLE ADVISORS, LLC
November 4, 2005 - March 26, 2009
MSI FINANCIAL SERVICES, INC.
June 5, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 5, 2003 - March 26, 2009
MSI FINANCIAL SERVICES, INC.
June 27, 2001 - November 15, 2002
TRUIST INVESTMENT SERVICES, INC.
November 3, 1997 - June 26, 2001
CHARLES SCHWAB & CO., INC.
October 14, 1996 - November 12, 1997
TD AMERITRADE, INC.
Primary Firm SEC Registration
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 2498892 |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 4903526 |
| KARANIK, ERIK ANTHONY | BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 5616656 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 5385585 |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL | 2448617 |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 7491790 |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2301454 |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER | 5433568 |
Regulatory assets under management
| Total Number of Accounts | 1,327,695 |
| AUM (Assets Under Management) | $ 606,037,831,365 |
Disclosures
| Regulatory Event | 183 |
| Civil Event | 2 |
| Arbitration | 303 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
