Mark-anthony Brown
Professional summary
Mark-anthony Brown, who also goes by Mark Anthony Hopeton Brown, Mark Anthony Hopeton Brown, Markanthony Hopeton Brown, Mark-anthony Hopeton Brown, is a registered financial professional currently at BOFA SECURITIES, INC. located in Miami, Florida and CITIZENS JMP SECURITIES, LLC located in Boston, Massachusetts.
Mark-anthony is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark-anthony has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark-anthony Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2019 - Present
BOFA SECURITIES, INC.
Office #1: 701 Brickell Ave Gbam - Global Commercial Banking, Miami, FL 33131October 2, 2026 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 28 State Street 15th Floor, Boston, MA 02110April 30, 2007 - June 23, 2008
MERCER ALLIED COMPANY, L.P.
December 11, 2001 - September 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 10, 2001 - September 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 28, 2000 - October 30, 2001
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
September 16, 1998 - September 26, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 16, 1997 - March 2, 1998
IDS LIFE INSURANCE COMPANY
July 16, 1997 - March 2, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
August 9, 1996 - October 29, 1996
VOYA FINANCIAL ADVISORS, INC.
May 2, 1996 - August 7, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
Exams
What does exam status mean?
Series 7TO
Passed: 10/28/2019
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
MX2 LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Texas Stock Exchange LLC
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| MUTHYALA, RAJIV THEOPHILUS | CHIEF FINANCIAL OFFICER | 5404859 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
CITIZENS JMP SECURITIES, LLC
CRD#: 22208Miami, FL 33131TRUST BUT VERIFY
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