Leif E. Clarke

LEIF CLARKE WEALTH MANAGEMENT

Ashland, KY 41101

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CRD#: 2714971

Professional summary

Leif Eric Clarke is a registered financial advisor currently at LEIF CLARKE WEALTH MANAGEMENT, INC. located in Ashland, Kentucky.

Leif is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Leif has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LEIF CLARKE WEALTH MANAGMENT INC. 2165 CARTER AVENUE, ASHLAND KY 41101. INVESTMENT RELATED, RIA, PRESIDENT. DEVOTING 120 HOURS/MONTH, 75% OF MY TIME DURING TRADING HOURS. 2)BENEFACTOR INSURANCE GROUP, INC. I AM THE SOLE OFFICER AND SHAREHOLDER, NON-INVESTMENT RELATED. 2165 CARTER AVE, ASHLAND, KY 41101. 10/06, OFFERS PRIMARILY GROUP AND INDIVIDUAL HEALTH, PROPERTY & CASUALTY TO GENERAL PUBLIC. APPROX. 2 HRS/DAY DURING TRADING HOURS. 3)RENTAL PROPERTY; NOT INVESTMENT RELATED; 2165 CARTER AVENUE, ASHLAND, KY 41101; RENTAL OF 2ND FLOOR; STARTED 1/1/2012; 1 HR PER MONTH, 0 HRS DURING TRADING; RENTAL INCOME.4.)Ramey Estep Homes, Inc. Board Director member and designated investment professional for Ramey Estep Homes, Inc. 401(k) for which I receive compensation from Fidelity. Ramey Estep Homes, Inc. is a charitable tax exempt business serving troubled youth and is not investment related. Ramey Estep Homes, Inc. is located at 2901 Pigeon Roost Road, Rush, KY 41168. Leif Clarke became a board member on or around 2012. Leif Clarke spends approximately 10 hours per month during trading hours to Ramey Estep related business. As Board President, my duties are to maintain oversite to the Executive Staff.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leif Eric Clarke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2011 - Present

LEIF CLARKE WEALTH MANAGEMENT, INC.

Office #1: 2165 Carter Avenue, Ashland, KY 41101

RIA

CRD#: 146369

Ashland, KY

Past

April 29, 2015 - July 3, 2017

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Ashland, KY

Past

April 28, 2005 - December 31, 2010

LEIF CLARKE WEALTH MANAGEMENT, INC.

RIA

CRD#: 146369

ASHLAND, KY

Past

April 13, 2005 - April 27, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ASHLAND, KY

Past

June 11, 2002 - April 12, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ASHLAND, KY

Past

May 15, 1998 - April 12, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 27, 1996 - June 3, 1998

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/10/1998

General Securities Principal Examination

Current Firm

LEIF CLARKE WEALTH MANAGEMENT, INC.

LEIF CLARKE WEALTH MANAGEMENT, INC. | SENTINEL INVESTMENT ADVISORY SERVICES, INC

CRD#: 146369 / SEC#:

Kentucky

Registered Investment Advisory firm - (12/31/2010 Approved)

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Contact information

Main Address

2165 Carter Avenue, Ashland, KY 41101

Mailing Address

Phone number

(606) 325-0055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 57,177,368

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Leif E. Clarke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leif Eric Clarke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LEIF CLARKE WEALTH MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

J.C. BRADFORD & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/1999

Series 63

Date: 3/29/1996

SIE

Date: 7/3/2017

Series 7

Date: 3/26/1996

Series 24

Date: 11/10/1998

Current Firm

LEIF CLARKE WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEIF CLARKE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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