Judith L. Branch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Lynn Branch, who also goes by Judi Lynn Branch ^^, Judi Branch, Judith L Branch Mrs., Judith Lynn Branch Mrs., Judith L Branch, Judi Lynn Herbert ^^, Judi Herbert, Judith Lynn Herbert ^^, Judith Lynn Herbert, Judith Herbert, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1996. Judith had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2023 - October 10, 2024
FBL WEALTH MANAGEMENT, LLC
October 30, 2023 - October 10, 2024
FBL MARKETING SERVICES, LLC
February 11, 2010 - March 10, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2010 - March 10, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2009 - January 27, 2010
LPL FINANCIAL LLC
September 8, 2009 - January 27, 2010
LPL FINANCIAL LLC
January 18, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
April 18, 2002 - December 18, 2007
IDAHO TRUST
September 20, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
March 17, 1999 - September 20, 1999
FSC SECURITIES CORPORATION
June 2, 1997 - March 15, 1999
ASSOCIATED SECURITIES CORP.
March 26, 1996 - June 11, 1997
IDS LIFE INSURANCE COMPANY
March 26, 1996 - June 11, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
