Andrea N. Searle

SCHAEFER FINANCIAL MANAGEMENT

CENTENNIAL, CO 80112

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CRD#: 2714705

Professional summary

Andrea Noelle Searle, CFP®, who also goes by Andrea Noelle Kutin, Andrea Kutin, is a registered financial advisor currently at SCHAEFER FINANCIAL MANAGEMENT, INC. located in Centennial, Colorado.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrea has worked at 1 firm and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Noelle Kutin | Andrea Kutin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

My husband and I have three residential real estate properties located in each of the following cities, including purchase dates: Lone Tree - 1/2006, Highlands Ranch - 3/2011 and Fort Collins - 3/2001. They are not rented by a client, other B/D or RIA. The individual properties are all titled in our joint name. We manage the properties ourselves and I devote approximately five hours or less per month in these investing and managing duties, none of which are devoted during the Firms' normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Noelle Searle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

March 24, 2005 - Present

SCHAEFER FINANCIAL MANAGEMENT, INC.

Office #1: 7700 East Arapahoe Road, #265, Centennial, CO 80112

RIA

CRD#: 110110

CENTENNIAL, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHAEFER FINANCIAL MANAGEMENT, INC.

SCHAEFER FINANCIAL MANAGEMENT | SCHAEFER JEFFREY ALAN | SCHAEFER FINANCIAL MANAGEMENT, INC.

CRD#: 110110 / SEC#: 801-34341

RIA

Registered Investment Advisory firm - (4/12/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/24/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/24/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/25/1996

Uniform Investment Adviser Law Examination

Current Firm

SCHAEFER FINANCIAL MANAGEMENT, INC.

SCHAEFER FINANCIAL MANAGEMENT | SCHAEFER JEFFREY ALAN | SCHAEFER FINANCIAL MANAGEMENT, INC.

CRD#: 110110 / SEC#: 801-34341

RIA

Registered Investment Advisory firm - (4/12/1989 Approved)

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Contact information

Main Address

7700 East Arapahoe Road Suite 265, Centennial, CO 80112-6108

Mailing Address

Phone number

(303) 770-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLIENT BROCHURE - MARCH 6, 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,810
AUM (Assets Under Management)	$ 979,145,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrea N. Searle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Noelle Searle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHAEFER FINANCIAL MANAGEMENT, INC.

Primary Firm SEC Registration

SCHAEFER FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/1997

Series 65

Date: 1/25/1996

Current Firm

SCHAEFER FINANCIAL MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHAEFER FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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