Shaun C. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaun Charles Mcdonald was a registered financial professional .
Shaun is a previously registered financial professional and started their career in finance in 1996. Shaun had worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - January 4, 2018
PACER FINANCIAL, INC.
July 15, 2015 - November 22, 2016
HARTFORD FUNDS
August 16, 2013 - November 22, 2016
HARTFORD FUNDS DISTRIBUTORS, LLC
August 23, 2011 - August 21, 2013
NEUBERGER BERMAN BD LLC
August 23, 2011 - August 21, 2013
NEUBERGER BERMAN BD LLC
September 4, 2009 - August 8, 2011
CLEARBRIDGE INVESTMENTS, LLC
July 8, 2009 - August 8, 2011
FRANKLIN DISTRIBUTORS, LLC
January 8, 2009 - July 7, 2009
TRANSAMERICA CAPITAL, LLC
March 23, 2006 - October 6, 2008
ALLIANCEBERNSTEIN L.P.
March 22, 2006 - October 6, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 12, 2006 - March 2, 2006
J.P. MORGAN INVESTMENT MANAGEMENT INC.
October 15, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
October 12, 2004 - March 2, 2006
JPMORGAN DISTRIBUTION SERVICES, INC.
June 21, 2004 - September 22, 2004
BOFA DISTRIBUTORS, INC.
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
April 20, 2001 - January 1, 2003
STEPHENS
March 13, 2000 - May 2, 2001
VOYA INVESTMENTS DISTRIBUTOR, LLC
April 14, 1999 - March 13, 2000
MFS FUND DISTRIBUTORS, INC.
May 20, 1996 - April 10, 1999
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
