Alessandro Urbani
Professional summary
Alessandro Urbani, who also goes by Alessasndro Urbani, Alex Urbani, is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.
Alessandro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alessandro has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alessandro Urbani's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2009 - Present
MAINSTREET ADVISORS
Office #1: 120 N La Salle Street, Chicago, IL 60602January 16, 1997 - February 17, 2009
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
April 12, 1996 - September 2, 2009
WRIGHT INVESTORS SERVICE INC
Primary Firm SEC Registration
MAINSTREET ADVISORS
CRD#: 146615 / SEC#: 801-68930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/29/2009)
Exams
Current Firm
MAINSTREET ADVISORS
CRD#: 146615 / SEC#: 801-68930
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,683 |
| AUM (Assets Under Management) | $ 5,409,800,392 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2024 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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