David B. Kantor

SANTA FE ADVISORS LLC

Santa Fe, NM 87501

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CRD#: 2714486

Professional summary

David Bruce Kantor, who also goes by David B Kantor, is a registered financial advisor currently at SANTA FE ADVISORS LLC located in Santa Fe, New Mexico.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David B Kantor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRUDENT MANAGEMENT ASSOCIATES ("PMA") HAS ITS OFFICES AT 1735 MARKET STREET, PHILADELPHIA, PA 19103. IT PROVIDES INVESTMENT ADVISORY SERVICES TO INDIVIDUALS AND INSTITUTIONS. I AM NOT AN EMPLOYEE OF PMA BUT AM AN INDIRECT OWNER THROUGH MY OWNERSHIP INTEREST IN KANTWELL PARTNERS, LLC. MY ACTIVITIES WITH PMA NORMALLY OCCUPY 10-20 HOURS PER MONTH. VIRTUALLY NONE OF THIS ACTIVITY TAKES PLACE DURING SECURITIES TRADING HOURS. I BEGAN MY ASSOCIATION WITH PMA IN JANUARY OF 1998. MY RESPONSIBILITIES PRIMARILY CONSIST OF PROVIDING INVESTMENT ADVICE TO A SMALL NUMBER OF CLIENTS THAT I BEGAN WORKING WITH DURING MY FULL-TIME ASSOCIATION WITH PMA. I AM NO LONGER A PARTNER OF MICHAEL HAMPTON DESIGN, LLC ("MHD") EFFECTIVE 01/2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Kantor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2014 - Present

SANTA FE ADVISORS LLC

Office #1: 330 Garfield Street Ste. 301, Santa Fe, NM 87501

RIA

CRD#: 170872

Santa Fe, NM

Past

December 13, 2010 - December 11, 2014

FIRST SANTA FE ADVISORS, LLC

RIA

CRD#: 143742

SANTA FE, NM

Past

March 5, 1999 - May 31, 2012

PRUDENT BROKERAGE ASSOCIATES

CRD#: 33426

PHILADELPHIA, PA

Past

February 5, 1997 - September 4, 1997

CAMBRIDGE INTERNATIONAL PARTNERS LLC

CRD#: 40451

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTA FE ADVISORS LLC

CRD#: 170872 / SEC#: 801-113760

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

New Mexico

Registered Investment Advisory firm - (4/11/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(4/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/1996

General Securities Principal Examination

Current Firm

SANTA FE ADVISORS LLC

CRD#: 170872 / SEC#: 801-113760

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

New Mexico

Registered Investment Advisory firm - (4/11/2014 Approved)

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Contact information

Main Address

330 Garfield Street Ste. 301, Santa Fe, NM 87501

Mailing Address

Phone number

(505) 501-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 10 OTHER THAN ANNUAL AMENDMENT ADV PT.2 SANTA FE ADVISORS (10/2/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 177,474,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Kantor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Kantor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTA FE ADVISORS LLC

FIRST SANTA FE ADVISORS, LLC

PRUDENT BROKERAGE ASSOCIATES

CAMBRIDGE INTERNATIONAL PARTNERS LLC

Primary Firm SEC Registration

SANTA FE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2010

Series 7

Date: 4/2/1996

Series 24

Date: 12/9/1996

Current Firm

SANTA FE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANTA FE ADVISORS LLC

TRUST BUT VERIFY

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