Mary A. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ann Allen, who also goes by Mary Elliott Allen, Mary Ann Elliott, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1996. Mary had worked at 3 firms and has passed the Series 66, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2003 - August 28, 2014
GRAMERCY SECURITIES, INC.
May 19, 1998 - April 2, 2003
GROVE POINT INVESTMENTS, LLC
June 14, 1996 - May 27, 1998
IMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAMERCY SECURITIES, INC.
CRD#: 8177 / SEC#: , 8-24767
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
