SL
Steven A. Levine
EARLYBIRDCAPITAL
Boca Raton, FL 33486
Some features on this profile are disabled
CRD#: 2714473
SL
Professional summary
Steven Arthur Levine is a registered financial professional currently at EARLYBIRDCAPITAL, INC. located in Boca Raton, Florida.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Arthur Levine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 1998 - Present
EARLYBIRDCAPITAL, INC.
Office #1: One Town Center Road, Boca Raton, FL 33486BD
CRD#: 28629
Boca Raton, FL
Past
March 26, 1996 - June 6, 2001
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/16/2001)
RR
California(7/18/2001)
RR
Connecticut(7/18/2001)
RR
Delaware(7/23/2001)
RR
District of Columbia(2/14/2005)
RR
Florida(5/6/1998)
RR
Georgia(7/18/2001)
RR
Illinois(7/30/2001)
RR
Maine(7/19/2001)
RR
Maryland(7/23/2001)
RR
Massachusetts(7/23/2001)
RR
Minnesota(7/19/2001)
RR
Missouri(11/24/2004)
RR
New Hampshire(7/19/2001)
RR
New Jersey(7/19/2001)
RR
New York(6/12/1998)
RR
North Carolina(7/18/2001)
RR
Ohio(7/18/2001)
RR
Oklahoma(1/28/2005)
RR
Pennsylvania(2/1/2005)
RR
Rhode Island(7/19/2001)
RR
South Carolina(7/18/2001)
RR
Texas(7/18/2001)
RR
Virginia(7/19/2001)
RR
Washington(7/18/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
EI
EARLYBIRDCAPITAL, INC.
CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Huntington Quadrangle, Suite 1c15, Melville, NY 11747
Mailing Address
1 Huntington Quadrangle 1c15, Melville, NY 11747
Phone number
+1 (631) 770-0600
Established
Delaware since 05/09/1991
Firm type
Corporation
Fiscal year end
January
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EARLYBIRDCAPITAL, INC.
CRD#: 28629Boca Raton, FL 33486TRUST BUT VERIFY
Monitor Steven Levine
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
