J R. Varghese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Robert Varghese, who also goes by Bobby Varghese, Robert Varghese, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1998. J had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2016 - December 19, 2017
ARCUS CAPITAL PARTNERS, LLC
September 17, 2002 - September 1, 2005
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 28, 1998 - July 9, 2002
FACTSET DATA SYSTEMS, INC.
Primary Firm SEC Registration
ARCUS CAPITAL PARTNERS, LLC
CRD#: 147346 / SEC#: 801-69325
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCUS CAPITAL PARTNERS, LLC
CRD#: 147346 / SEC#: 801-69325
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,566 |
| AUM (Assets Under Management) | $ 2,122,557,796 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
