Richard C. Vogel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Craig Vogel was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 9 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2008 - December 31, 2009
HIGHLAND CAPITAL MANAGEMENT, L.P.
April 8, 2008 - April 21, 2015
CHICAGO CAPITAL MANAGEMENT, L.P.
August 30, 2006 - March 16, 2009
SANDBOX CAPITAL, LLC
June 1, 2006 - September 1, 2011
OKOBOJI OPTIONS LLC
September 16, 2004 - July 26, 2005
HELIUS ASSOCIATES, INC.
December 18, 2002 - September 1, 2004
OKOBOJI OPTIONS LLC
August 9, 2000 - December 6, 2013
ESSEX RADEZ LLC
March 16, 1999 - November 5, 2014
HOLISTIC BROKERAGE, LLC
February 19, 1997 - May 9, 2001
ROSENTHAL COLLINS SECURITIES, L.L.C
May 29, 1996 - December 31, 1996
GLOBAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGHLAND CAPITAL MANAGEMENT, L.P.
CRD#: 103902 / SEC#: , 8-52381
Contact information
Documents
Direct owners and executive officers
Red Flags
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