Adam A. Cohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Adler Cohan, who also goes by Adam Cohan, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1996. Adam had worked at 9 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2023 - September 8, 2025
MML DISTRIBUTORS, LLC
July 21, 2021 - December 13, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 19, 2015 - July 8, 2021
PRUCO SECURITIES, LLC.
November 19, 2013 - July 15, 2015
SYMETRA SECURITIES, INC.
August 9, 2012 - November 13, 2013
VOYA FINANCIAL PARTNERS, LLC
February 11, 2011 - August 2, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 11, 2011 - August 2, 2012
HARTFORD FUNDS DISTRIBUTORS, LLC
April 30, 2008 - August 2, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
April 2, 2007 - August 2, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
April 18, 2005 - March 9, 2007
VOYA FINANCIAL PARTNERS, LLC
May 13, 1996 - April 18, 2005
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
