Addison B. Thompson

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CRD#: 2714246

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Addison Baker Thompson, who also goes by Tad Thompson, was a registered financial professional .

Addison is a previously registered financial professional and started their career in finance in 1996. Addison had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tad Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SIL INSURANCE, 5310 MARKEL RD, SUITE 203, RICHMOND, VA 23230 IN SELLING FIXED INSURANCE, INCLUDING PROPERTY & CASUALTY, LIFE, AND HEALTH INSURANCE AS INSURANCE AGENT-EMPLOYEE, SPENDS 5% TIME, INVESTMENT RELATED. 2. WRIGHT'S ISLAND GAME ASSOCIATION. INC, 4602 SULGRAVE RD, RICHMOND, VA 23221, SECRETARY OF PRIVATE CORPORATION WHICH OWNS LAND AND OPERATES DUCK HUNT CLUB, NON-INVESTMENT RELATED. 3. TUCKAHOE PLANTATION STABLES, INC, TUCKAHOE PLANTATION ENTERPRISE, LTD, AND TUCKAHOE PLANTATION OWNERS, LLC, FAMILY OWNED PRIVATE CORPORATIONS FOR PURPOSE OF OWNING AND MANAGING TUCKAHOE PLANTATION, VIRGINIA, AS HORSE BOARDING BARN, FARM, TOURISM, AND SPECIAL EVENTS, NON-INVESTMENT RELATED. 4. CO-TRUSTEE ON FAMILY TRUSTS, NON-INVESTMENT RELATED. 5. 5TH ESTATE BROADCASTING LLC - BOARD MEMBER AND 25% OWNER OF RADIO BROADCASTING STATION WHAN, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 6. DOMINION AVIATION SERVICES, NON-INVESTMENT RELATED; MANAGING MEMBER

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 28, 2012 - February 14, 2025

CANAL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164971

RICHMOND, VA

Past

February 3, 2012 - September 28, 2012

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

RICHMOND, VA

Past

January 10, 2011 - November 2, 2011

MORSE CAPITAL PARTNERS, LLC

RIA

CRD#: 146383

GLEN ALLEN, VA

Past

November 3, 2010 - December 31, 2010

MORSE CAPITAL PARTNERS, LLC

RIA

CRD#: 146383

GLEN ALLEN, VA

Past

October 25, 2010 - June 13, 2011

MCL FINANCIAL GROUP, INC.

CRD#: 41180

GLEN ALLEN, VA

Past

November 17, 2006 - October 28, 2010

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

RICHMOND, VA

Past

November 17, 2006 - October 28, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

RICHMOND, VA

Past

September 20, 2000 - December 1, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

GLEN ALLEN, VA

Past

December 15, 1997 - May 26, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

VIRGINIA BEACH, VA

Past

December 15, 1997 - December 1, 2006

OSAIC FA, INC.

CRD#: 3978

GLEN ALLEN, VA

Past

March 7, 1996 - December 15, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/4/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/6/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

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Contact information

Main Address

9 South 5th Street, Richmond, VA 23219

Mailing Address

Phone number

(804) 325-1450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,870
AUM (Assets Under Management)	$ 1,200,435,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Addison B. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

MORSE CAPITAL PARTNERS, LLC

MORSE CAPITAL PARTNERS, LLC

MCL FINANCIAL GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

CANAL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2000

Series 63

Date: 3/6/1996

Series 7

Date: 4/4/2001

Series 6

Date: 3/6/1996

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANAL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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