John H. Stroud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Huston Stroud was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2015 - February 29, 2016
WEALTHSPIRE ADVISORS
January 6, 2015 - September 1, 2015
HIGHLINE WEALTH MANAGEMENT, LLC
April 8, 2011 - December 7, 2011
BNY MELLON SECURITIES CORPORATION
March 29, 2011 - December 7, 2011
BNY MELLON SECURITIES CORPORATION
June 21, 2007 - April 7, 2009
NEUBERGER BERMAN BD LLC
June 4, 2007 - April 7, 2009
NEUBERGER BERMAN BD LLC
March 11, 2005 - June 6, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 5, 2003 - June 6, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 23, 2002 - October 1, 2003
RIGGS SECURITIES INC.
July 12, 2001 - October 10, 2001
RIGGS SECURITIES INC.
October 10, 1996 - April 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
May 2, 1996 - September 4, 1996
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEALTHSPIRE ADVISORS
CRD#: 168095 / SEC#: 801-78179
Contact information
Red Flags
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